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cs.SE, cs.AI · 2608.27427 · 2026-08-27

Persona-Execution Separation: An Architecture Pattern for Evolving LLM Agents under Execution Audit

Yisen Xi
Agent 架构治理安全
💬 让 agent 的「人设」可以自由漂移,同时让「执行」始终可审计——治理型组织里的一种架构模式,用真实案例验证。

🎯 背景

受监管组织里的 LLM agent 需要让 persona(指令、语气、自我呈现)自由演化,同时让 execution(有状态、被审计的工作)保持可追溯,单一信任域很难同时低成本满足这两点。

🔬 方法

提出 Persona-Execution Separation(PES):persona 和 execution 处于不同信任域,由一个受治理的契约桥连接。persona 单宿主且可漂移;execution 无人格化且被审计。状态摘要可以回传,但数据主体(除受控的DLP例外)始终留在限制域内,身份保持连续;approval matrix、DLP、审计三者共同强制这条边界。

📊 结果与意义

在一个受监管的数字员工平台上记录了一个月内的五个决策案例(每个都附带被否决的备选方案);对已上线实现的机制检查发现,五种模型配置下 persona 扰动均未触发 execution 侧重新验证、硬断言字段上也未留下 persona 指纹;对一个恢复出的分离前版本的探测则发现,治理执行路径与 persona 的解耦只是偶然而非架构强制——这正是 PES 想要通过架构规则杜绝的隐患。
▶ 原文摘要 Abstract
Large language model (LLM) agents in governed organizations must let the persona (instructions, tone, self-presentation) evolve freely, while keeping execution (stateful, audited work) traceable. A single trust domain does not satisfy both cheaply. We present Persona-Execution Separation (PES): persona and execution reside in different trust domains, connected by a governed contract bridge. The persona is singly-homed and may drift; execution is faceless and audited. Status summaries may return; data bodies remain in the restrictive domain except a graded data-loss-prevention (DLP) exception; identity stays continuous. An approval matrix, DLP, and audit enforce the crossing. PES follows from three goals---free drift, execution traceability, and decoupling. Under LLM representational indistinguishability, any single-domain mechanism that meets all three must re-introduce typed change objects, an external gate, and a stable audit anchor: PES rebuilt at higher coupling cost. A development/pilot case in a regulated digital-employee platform records five decisions over one month, each with a rejected alternative. A mechanism check on the shipped implementation found no execution-side re-validation under persona perturbation (five model configurations) and no persona fingerprint on hard-asserted fields. A probe of a recovered pre-separation build found the governed execution path decoupled from the persona by omission, not by construction; a later wiring change could reverse that isolation, which PES makes an audited architectural rule. The pattern applies when multi-user deployment, execution audit, and expected persona churn hold jointly.
来源:arXiv:2608.27427 · 精读基于摘要与 arXiv HTML/abs 页信息生成,未解析 PDF 全文